[eric] mcp-gate: property-test the activation gate (forwarded => activated) + Z3 formal proof

This commit is contained in:
ciregenz
2026-06-15 14:22:48 -07:00
parent ad00fd19ae
commit bd73d49828
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# Formal proofs
Machine-checked proofs of safety/security invariants that the unit/property
tests can only *sample*. A property test tries thousands of cases; an SMT proof
is exhaustive over the modeled domain (assert the negation, `unsat` => theorem).
Not wired into prod or CI, and excluded from the packaged build (under `tests/`).
Run manually:
```
pip install z3-solver
python backend/tests/formal/mcp_gate_proof.py
```
- **`mcp_gate_proof.py`** , the MCP dispatch-gate invariant (`agent_manager._build_mcp_servers`):
a gated session forwards a server *only if* it was activated, an empty
activation list forwards zero, and a denied server is never forwarded. Sampled
by `tests/test_v2_invariants.py::test_mcp_gate_only_forwards_activated_servers`;
proven for all inputs here. The script also refutes a deliberately-buggy gate
(activation check dropped) so the proof can't be vacuous.
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"""Formal proof (Z3 / SMT) of the MCP dispatch-gate security invariant.
The product rule "MCP tools are reachable only after MCPActivate" is enforced at
dispatch in agent_manager._build_mcp_servers: for a gated session a server is
forwarded to the model only if its sanitized name is in session.active_mcps.
tests/test_v2_invariants.py::test_mcp_gate_only_forwards_activated_servers
SAMPLES that contract (400 random cases). This SMT proof is exhaustive over the
modeled domain: we assert the negation of each property and ask Z3 for a
counterexample. `unsat` means none can exist, so the property is a theorem,
true for every possible input, not just the ones a test happened to try.
Not wired into prod or CI. Run manually:
pip install z3-solver && python backend/tests/formal/mcp_gate_proof.py
"""
from z3 import And, Bool, Implies, Not, Or, Solver, sat, unsat
def forwarded(installed, allowed, denied, active_is_none, active_t):
"""Faithful model of the gate decision for one arbitrary server `t`
(agent_manager.py:165-203). A server ships to the model iff it is an
installed+configured MCP tool, passes the permission gate, isn't fully
denied, and EITHER the session is legacy (active_mcps is None) OR the
server is in active_mcps. Proving it for an arbitrary symbolic `t` proves
it for all servers."""
return And(installed, allowed, Not(denied), Or(active_is_none, active_t))
def buggy_forwarded(installed, allowed, denied, active_is_none, active_t):
"""The same gate with the activation check dropped, used to show the proof
has teeth: Z3 must be able to refute the no-leak property for this variant."""
return And(installed, allowed, Not(denied))
def prove(name: str, claim) -> bool:
"""`claim` should be valid (true for every input). Proven by showing its
negation is unsatisfiable."""
s = Solver()
s.add(Not(claim))
if s.check() == unsat:
print(f" PROVED: {name}")
return True
print(f" FAILED: {name} counterexample: {s.model()}")
return False
def main() -> None:
installed = Bool("installed")
allowed = Bool("allowed")
denied = Bool("denied")
active_is_none = Bool("active_is_none") # legacy session (no activation gate)
active_t = Bool("active_t") # server t is in active_mcps
fwd = forwarded(installed, allowed, denied, active_is_none, active_t)
gated = Not(active_is_none)
print("Proving MCP dispatch-gate invariants (exhaustive over all inputs):")
ok = True
# A. No leak: a gated session never forwards a non-activated server.
ok &= prove("gated => (forwarded(t) -> activated(t))",
Implies(And(gated, fwd), active_t))
# B. Empty activation => zero servers (no t is active, so none ship).
ok &= prove("gated & !activated(t) => !forwarded(t)",
Implies(And(gated, Not(active_t)), Not(fwd)))
# C. The permission gate still binds: a denied server is never forwarded.
ok &= prove("denied(t) => !forwarded(t)", Implies(denied, Not(fwd)))
# Teeth: the buggy gate (activation check dropped) MUST be refutable, else
# the proof above would be vacuous.
print("Sanity-checking the proof has teeth (a buggy gate must be refuted):")
bug = buggy_forwarded(installed, allowed, denied, active_is_none, active_t)
s = Solver()
s.add(Not(Implies(And(gated, bug), active_t)))
assert s.check() == sat, "buggy gate should leak but Z3 couldn't refute it"
print(f" REFUTED (as expected): a gate without the activation check leaks; "
f"counterexample = {s.model()}")
print("\nALL GATE PROPERTIES PROVED" if ok else "\nPROOF FAILED")
raise SystemExit(0 if ok else 1)
if __name__ == "__main__":
main()
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assert not _is_transient_capacity_error(Exception("403 permission denied"))
@pytest.mark.asyncio
async def test_mcp_gate_only_forwards_activated_servers():
"""Dispatch-layer security invariant (the non-bypassable enforcement of
'MCP tools only via MCPActivate'): for a GATED session (active_mcps is a
list), _build_mcp_servers forwards ONLY servers whose sanitized name is in
active_mcps; an empty list forwards ZERO; None is the legacy all-allowed
path. The model cannot reach an unactivated server no matter what it asks
for. Property-checked over random installed sets and random activation
subsets, plus the two boundary cases."""
import random
from types import SimpleNamespace
from backend.apps.agents.agent_manager import AgentManager
mgr = AgentManager()
names = ["gmail", "drive", "slack", "reddit", "notion", "airtable"]
def installed():
return [SimpleNamespace(name=n, mcp_config={"x": 1}, enabled=True,
auth_status="configured", auth_type="apikey") for n in names]
# allowed_tools == get_all_tool_names() bypasses the (separate) permission
# gate so we isolate the ACTIVATION gate. _sanitize_server_name -> identity.
with patch("backend.apps.agents.agent_manager.load_all_tools", side_effect=installed), \
patch("backend.apps.agents.agent_manager.get_all_tool_names", return_value=["__ALL__"]), \
patch("backend.apps.agents.agent_manager._sanitize_server_name", side_effect=lambda n: n), \
patch("backend.apps.agents.agent_manager._is_fully_denied", return_value=False), \
patch("backend.apps.agents.agent_manager.derive_mcp_config", side_effect=lambda t: {"command": "x"}):
allowed = ["__ALL__"]
# Boundary 1: empty activation list -> zero servers, always.
assert await mgr._build_mcp_servers(allowed, active_mcps=[]) == {}
# Boundary 2: None (legacy) -> permission gate only, all forwarded.
assert set((await mgr._build_mcp_servers(allowed, active_mcps=None)).keys()) == set(names)
# Property: forwarded set is ALWAYS a subset of the activated set, and
# equals exactly the activated-and-installed intersection.
rng = random.Random(1234)
for _ in range(400):
active = rng.sample(names, rng.randint(0, len(names)))
# throw in a bogus name the gate must never invent a server for
if rng.random() < 0.3:
active = active + ["ghost-not-installed"]
forwarded = set((await mgr._build_mcp_servers(allowed, active_mcps=active)).keys())
assert forwarded <= set(active), f"leaked {forwarded - set(active)} for active={active}"
assert forwarded == (set(active) & set(names)), f"mismatch for active={active}"
def test_banned_models_not_offered():
"""Claude Fable (banned) and Gemini 3.1 Pro (no working lane: AG can't serve
it, AI Studio key 429s pro-preview) were pulled from the picker. Guard so a